What Are ESB and SOA?

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What Are ESB and SOA?

ESB and SOA clean up messes caused by having lots of servers. Like the greatest things in life, using them takes time, patience, and coordinated effort — but it's doable.

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The ESB (Enterprise Service Bus) acronym and a related one, SOA (Service-Oriented Architecture), can be a source of confusion. Knowing what they stand for still doesn’t explain too much, so here’s more information in plain English without too much corporate speak.

The Whole Truth

Think about what happens when you log into your bank’s frontend application:

  • Your name is displayed.
  • The account balance is there.
  • Your credit and debit cards are shown.
  • A list of your mutual funds can be there.
  • You get a pre-computed list of attractive loans you might be interested in.

Now, it’s very likely that all these pieces belong to different systems and applications, each of which exposes data through an API of some sort (HTTP, JSON, AMQP, XML, SOAP, FTP, CSV — doesn’t really matter):

  • System #1 is a CRM running on Linux and Oracle.
  • System #2 is a COBOL system on z/OS mainframe.
  • System #3 is said to be from a mainframe but they’re too tight-lipped to tell you anything — only that they prefer CSV over anything else.
  • System #4 is a mix of PHP and Ruby running on Windows.
  • System #5 is PostgreSQL, Python, and Java running on Linux and Solaris.

The question now is, "How do you make the frontend app talk to Systems 1-5?" Well, you don’t.

This is the fundamental basis of making sure such environments can scale above a handful of systems. You don’t let them talk to each other directly.

In the diagram below, each invocation of a service another system offers is represented in a line of different width or style:

Note that we didn’t even show you any higher-level processes (App 1 invokes App 2 and either App 3 or App 5 depending on whether an earlier response from App 6 was successful so that App 4 can at a later time grab data produced by App 2 but only if App 1 doesn’t forbid it, and so on).

Also, note that we’re not talking about servers. Each of the systems may run on 10 physical servers so there will be at least 60 physical components talking to each other.

Still, some questions become apparent.

How do you separate interfaces? How can you plan rollouts? How do you coordinate updates or planned downtimes if each application is managed by different teams, vendors, or departments and half of the original developers have left already?

If you think you can handle six applications, how about 30 of them?

Can you deal with 400? How about 2,000? Each application can be a unique ecosystem requiring 10 servers or other devices to run on, so this is 20,000 moving parts spread over continents and all sort of technical or cultural boundaries, all that parts constantly and incessantly wishing to exchange messages and to chatter with each other all the time without any let-up, ever. (We’ll spare you a diagram.)

There’s a good name for that situation. It’s called a mess.

How Can You Clean Up the Mess?

The first thing is to honestly admit that the situation has gotten out of hand. This allows one to look for a remedy without feeling too much guilt. OK, it happened, you didn’t know any better, but there’s a chance it can be cleaned up.

This may mean an organizational change in an approach to IT, but another step is to recall that systems and applications are not created merely to push data around. They’re meant to support business processes regardless of your business, banking, audio recordings, radiolocation devices, or anything.

Once you have these two clearly stated, you can start thinking about building or redesigning your systems around services.

A service is something interesting, reusable, and atomic that is offered by one system to other applications willing to make a good use of it, but it’s never exposed directly in a point-to-point manner. This is the shortest meaningful definition possible.

If a given functionality of a system fulfills three requirements — that is, if it’s:

  1. Interesting.
  2. Reusable.
  3. Atomic.

...then there’s a very good chance it could and should be exposed as a service to other systems, though never directly.

Let’s discuss this IRA approach through a couple of examples.

Variable Notes
Environment An electricity company’s CRM.
Functionality Returning a list of customers that were active in a self-service portal in Q3 2012.
Is it interesting? Yes, quite interesting. This can be used to generate all sorts of useful reports and statistics.
Is it reusable? No, not really. Although it does allow for creating higher-level constructs, such as statistics for a whole year, it’s clear that there won’t be much of a need for it in 2018.
Is it atomic? Most likely, yes. If there are similar services for other quarters, it will be possible to get an insight into the whole year
How to make it IRA
  • Make it accept arbitrary start and stop dates instead of being limited to one quarter.
  • Make it accept arbitrary applications, not only the portal. Let the application you’re interested in be an input parameter. It cannot be hard-coded to the portal only.

Variable Notes
Environment e-Commerce site.
Functionality Returning each piece of information ever collected regarding a given customer.
Is it interesting? Well, yes. If you have access to the whole of it, you’ll be always able to choose what you really need.
Is it reusable? Funnily enough, not exactly. There will be very few applications (if any) that will be interested in each and every bit of data.
Is it atomic? Definitely not. This monster functionality is bound to be logically composed of dozens of smaller parts.
How to make it IRA
  • Split it into smaller pieces. Think about what describes a customer — they have their addresses, phone numbers, favorite products, contact methods they prefer, and so on. Each of these should be turned into an independent service.
  • Use ESB to create composite services out of the atomic ones.

Variable Notes
Environment Any CRM anywhere.
Functionality Updating column CUST_AR_ZN in table C_NAZ_AJ after someone creates an account.
Is it interesting? Absolutely not. This is a CRM’s internal function. No one in the sane world wants to deal with such low-level functionality.
Is it reusable? Yes, probably. An account can be created through multiple channels, so this seems something reusable.
Is it atomic? Seems so, yes. It’s just a simple update of one column in one table.
How to make it IRA Don’t even attempt to turn it into a service. It is not interesting. No one wants to think of particular columns and tables in one system. This is a CRM’s intricate detail, so even though it is reusable and atomic, you must not offer a service on top of it. It is your, the CRM’s, responsibility to think of it. Don’t make anyone else shoulder it, as well.

Variable Notes
Environment A mobile telco.
Functionality Refilling a prepaid card in a billing system.
Is it interesting? Extremely so. Everyone wants to use it — through text messages, IVR, IM, portals, gift cards, etc.
Is it reusable? Very reusable. It can take part in all sorts of higher-level processes.
Is it atomic? Yes. From the calling application’s point of view, it can either refill a card or not. That a billing system will implement this functionality as a series of steps is irrelevant. From a business perspective, it’s an atomic, indivisible service offered by a billing system.
How to make it IRA It already is IRA.

If you’ve done any programming in the last 50 or so years, it is now very clear that exposing a service is precisely like exposing an API in one part of code to another. The only difference is that you’re not dealing with submodules of a single system; you’re operating on a level of an entire environment of disparate systems.

Making Services Available on an ESB in an SOA

Now that you know that systems don’t exchange information directly and you understand what a service is, you can start making use of an ESB.

It now becomes the job of ESB to expose and invoke services of the integrated systems. That way, in most cases, only one access method — one interface — needs to be defined between each system and the ESB.

So, if like in the diagram above, you have eight systems, there will be 16 interfaces (one in each direction) to create, maintain, manage, and take care of.

Without an ESB, you’d have 56 interfaces to think of and deal with (assuming each system talks to the others).

40 interfaces less means less time wasted and more money saved. That’s one of the reasons why your Fridays will be less strained.

This fact alone should make you strongly consider introducing an ESB.

If a system undergoes a rewrite, undergoes a change of ownership, or gets split between departments or vendors, it will be a duty of ESB folk to conform with the change. None of the other systems will even notice it because their interface with ESB will be left intact.

When you start to breathe IRA services on a daily basis, you can begin to think of composite ones.

Remember the give-me-everything-you-can-about-that-customer kind of service above?

It wasn’t a good idea to create it, but you will sometimes have to deal with client applications that need to have aggregated and summarized information. It will be ESB people who will be responsible for picking the best atomic services to build a composite one for that particular client system requiring this particular set of composite data.

With time the whole organization will begin to understand that it’s no more about database tables, files, batches, functions, routines, or records. This will be about an architecture centered on interesting, reusable, and atomic services applications offer to ESB.

No longer will people think that applications and system send things over one to another. They will see ESB as a universal access gate to interesting services their own systems can make use of. They won’t even bother with checking who exactly provides what; their systems will only deal with ESB.

It takes time, patience, and coordinated effort — but it is doable.

Something to Watch Out For

The best way to ruin the whole concept of SOA is to roll out an ESB and expect that matters will smooth out themselves. While still being a terrific idea, simply installing an ESB won’t achieve that much, unfortunately.

In the best case, sweeping something under the carpet, like in the diagram below, will achieve nothing.

Your IT people will loathe the system and the management will first tolerate an ESB as a new kid on the block but later on, it will become a laughing stock. “What, that new silver bullet? Hahaha.”

Such consequences are inevitable if an ESB is not part of a bigger plan of actually moving things forward.

Is an ESB Only for Banks and the Like?

Not at all, no. It is a good choice in any situation requiring multiple data sources and multiple access methods to cooperate in order to achieve an interesting result.

For instance, grabbing the latest readings from thermal sensors and publishing it into several channels (like e-mail alerts or an app) does sound like a good fit for an integration platform.

Periodically consulting and monitoring whether all instances of a critical application are all up and if any does not. Running a preconfigured script while sending a text message to admins sounds just fine.

Everything that needs integration in a clear, well-defined environment is possibly a good fit for an ESB service — but as always, deciding whether something really is a dream fit will follow from one’s experience.

Isn't SOA All About XML, SOAP, and Web Services?

This is what certain people would like you to believe.

If people or vendors you worked with did things such as BASE64-encoding a CSV file and sending it over to you in an SAML2-secured SOAP message, then it’s quite understandable how you might have developed such an impression.

XML, SOAP, and web services have their place — but like anything, they can be misused.

SOA is about a clean and manageable architecture. That a particular service might use SOAP or not is pretty much irrelevant. As an architectural approach, SOA will still be valid even if no SOAP service will be used at all.

If an architect designs a beautiful building, they can’t really do much about the color of the paint that people choose for the interiors.

So, no — SOA is not much about XML, SOAP, and web services. These can be used, too, but they're not the whole story behind it.

You are encouraged to kindly direct your strayed colleagues to this article to make them understand what SOA really is about.

But Wait — There's More!

This article covers only the very basics, but should still give you a strong understanding how ESB and SOA should look  and what is needed to achieve a success.

Other topics not covered here include but are not limited to:

  • How to get support from management for an ESB.
  • How to gather SOA architects and analytical teams.
  • Introducing a Canonical Data Model (CDM) in an organization.
  • Key Performance Indicators (KPI): Now that you have a common and unified method of providing services across systems, you should start to monitor and evaluate what is really delivered to you.
  • Business Process Management (BPM): How and when should you choose a BPM platform to orchestrate services? (Answer: Not too soon; get yourself familiar with how to build nice services first.)
  • What to do with systems that have no APIs? For example, should an ESB access its databases directly? (Answer: It depends; there’s no golden rule.)
apis ,esb ,integration ,soa

Published at DZone with permission of Dariusz Suchojad . See the original article here.

Opinions expressed by DZone contributors are their own.

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